Research Report · 2026-06-30
Institutional Registered Investment Advisers in Charlotte
SEC-registered investment advisers in Charlotte ranked by reported institutional client assets.
Firms
57
Total AUM
$1.41T
Median AUM
$824.9M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 1 | BARINGS LLC | CHARLOTTE | 106006 | $392.75B | 1,101 | 2026-05-31 | → |
| 2 | ALLSPRING GLOBAL INVESTMENTS, LLC | CHARLOTTE | 104973 | $475.78B | 956 | 2026-05-31 | → |
| 3 | STERLING CAPITAL MANAGEMENT LLC | CHARLOTTE | 135405 | $69.23B | 186 | 2026-03-31 | → |
| 4 | ATRIA INVESTMENTS, INC. | CHARLOTTE | 143593 | $11.05B | 60 | 2026-03-31 | → |
| 5 | WEDGE CAPITAL MANAGEMENT LLP | CHARLOTTE | 106234 | $7.75B | 26 | 2026-03-31 | → |
| 6 | ALUMINA INVESTMENT MANAGEMENT, LLC | CHARLOTTE | 164273 | $5.26B | 2 | 2026-03-31 | → |
| 7 | GLOBAL ENDOWMENT MANAGEMENT, LP | CHARLOTTE | 157772 | $12.88B | 82 | 2026-05-31 | → |
| 8 | WELLS FARGO INVESTMENT INSTITUTE, INC. | CHARLOTTE | 133204 | $43.00B | 225 | 2026-03-31 | → |
| 9 | ALLSPRING FUNDS MANAGEMENT, LLC | CHARLOTTE | 110841 | $324.65B | 714 | 2026-05-31 | → |
| 10 | FTA ASSET MANAGEMENT, LLC | CHARLOTTE | 332377 | $1.01B | 13 | 2026-03-31 | → |
| 11 | INDEPENDENT ADVISOR ALLIANCE, LLC | CHARLOTTE | 168267 | $17.23B | 251 | 2026-06-30 | → |
| 12 | FCA PARTNERS, LLC | CHARLOTTE | 322393 | $910.3M | 11 | 2026-03-31 | → |
| 13 | HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC | CHARLOTTE | 297174 | $788.3M | 2 | 2026-03-31 | → |
| 14 | CC MANAGEMENT GP, LLC | CHARLOTTE | 168693 | $1.39B | 17 | 2026-03-31 | → |
| 15 | QUANTITATIVE PROCESS, LLC | CHARLOTTE | 165699 | $502.1M | 3 | 2026-02-28 | → |
| 16 | NEW REPUBLIC CAPITAL, LLC | CHARLOTTE | 310907 | $3.03B | 28 | 2026-03-31 | → |
| 17 | MILESTONE INVESTMENTS, INC. | CHARLOTTE | 47090 | $277.3M | 2 | 2026-02-28 | → |
| 18 | BRAGG FINANCIAL ADVISORS INC | CHARLOTTE | 108780 | $4.67B | 39 | 2026-03-31 | → |
| 19 | HORIZON INVESTMENTS LLC | CHARLOTTE | 109552 | $8.47B | 76 | 2026-03-31 | → |
| 20 | LYON WEALTH ADVISORS GROUP, LLC | CHARLOTTE | 325041 | $311.4M | 3 | 2026-01-31 | → |
| 21 | TANNIN CAPITAL, LLC | CHARLOTTE | 304238 | $824.9M | 7 | 2026-03-31 | → |
| 22 | LINDEN THOMAS ADVISORY SERVICES, LLC | CHARLOTTE | 288557 | $1.77B | 14 | 2026-05-31 | → |
| 23 | COLONY FAMILY OFFICES, LLC | CHARLOTTE | 167017 | $3.36B | 16 | 2026-02-28 | → |
| 24 | VERUM PARTNERS LLC | CHARLOTTE | 301058 | $1.01B | 17 | 2026-03-31 | → |
| 25 | WESTEND ADVISORS, LLC | CHARLOTTE | 133279 | $1.87B | 29 | 2026-01-31 | → |
| 26 | CAROLINAS WEALTH CONSULTING LLC | CHARLOTTE | 300003 | $1.34B | 18 | 2025-03-31 | → |
| 27 | LAUREL WEALTH ADVISORS, LLC | CHARLOTTE | 118469 | $1.11B | 9 | 2026-03-31 | → |
| 28 | FPF FA L.L.C. | CHARLOTTE | 311329 | $181.3M | 1 | 2026-01-31 | → |
| 29 | EASTOVER INVESTMENT ADVISORS, LLC | CHARLOTTE | 150821 | $392.3M | 4 | 2026-02-28 | → |
| 30 | TOPSAIL WEALTH MANAGEMENT LLC | CHARLOTTE | 331098 | $1.31B | 5 | 2026-05-31 | → |
| 31 | NOVARE CAPITAL MANAGEMENT | CHARLOTTE | 117949 | $1.92B | 23 | 2026-06-30 | → |
| 32 | TAGSTONE CAPITAL, INC. | CHARLOTTE | 158864 | $368.9M | 1 | 2026-02-28 | → |
| 33 | BILTMORE FAMILY OFFICE, LLC | CHARLOTTE | 167174 | $3.47B | 24 | 2026-03-31 | → |
| 34 | REICHARD CAPITAL, LLC | CHARLOTTE | 305695 | $341.0M | 4 | 2026-03-31 | → |
| 35 | BROYHILL ASSET MANAGEMENT, LLC | CHARLOTTE | 120462 | $204.5M | 6 | 2026-03-31 | → |
| 36 | STRATHMORE CAPITAL ADVISORS, INC. | CHARLOTTE | 135008 | $805.0M | 17 | 2026-03-31 | → |
| 37 | BLUEPRINT FINANCIAL ADVISORS LLC | CHARLOTTE | 315570 | $966.6M | 35 | 2026-04-30 | → |
| 38 | TOTAL SOLUTIONS ENTERPRISE LLC | CHARLOTTE | 318036 | $305.0M | 8 | 2026-04-30 | → |
| 39 | DEFENDER CAPITAL LLC | CHARLOTTE | 159607 | $510.0M | 3 | 2026-01-31 | → |
| 40 | PROVIDENCE CAPITAL ADVISORS, LLC | CHARLOTTE | 174631 | $1.07B | 14 | 2026-03-31 | → |
| 41 | CROWN WEALTH GROUP LLC | CHARLOTTE | 299732 | $437.5M | 10 | 2026-01-31 | → |
| 42 | GREENWAY WEALTH ADVISORS, LLC | CHARLOTTE | 290727 | $184.5M | 4 | 2026-06-30 | → |
| 43 | IA NETWORK, LLC | CHARLOTTE | 319096 | $199.5M | 5 | 2026-03-31 | → |
| 44 | CORNERSTONE PLANNING, LLC | CHARLOTTE | 166886 | $485.9M | 13 | 2026-02-28 | → |
| 45 | CALAMITA WEALTH MANAGEMENT INC. | CHARLOTTE | 153316 | $138.2M | 4 | 2026-02-28 | → |
| 46 | TRICAPITAL WEALTH MANAGEMENT, INC. | CHARLOTTE | 118788 | $132.7M | 3 | 2026-03-31 | → |
| 47 | THE FINANCIAL LEGACY GROUP, LLC | CHARLOTTE | 287632 | $107.3M | 3 | 2026-01-31 | → |
| 48 | PORTUS WEALTH ADVISORS, LLC | CHARLOTTE | 300558 | $204.1M | 4 | 2026-02-28 | → |
| 49 | WMS ADVISORS, LLC | CHARLOTTE | 122224 | $280.9M | 7 | 2026-02-28 | → |
| 50 | CANNON ADVISORS, INC. | CHARLOTTE | 293929 | $181.6M | 5 | 2026-03-31 | → |
| 51 | KUCHARO WEALTH, LLC | CHARLOTTE | 329601 | $123.7M | 2 | 2026-05-31 | → |
| 52 | INVESTOR ADVISORY GROUP, LLC | CHARLOTTE | 106837 | $172.1M | 4 | 2026-03-31 | → |
| 53 | ALPHA FINANCIAL ADVISORS, LLC | CHARLOTTE | 122545 | $619.3M | 9 | 2026-06-30 | → |
| 54 | HAYDEN HARPER WEALTH ADVISORY, LLC | CHARLOTTE | 152091 | $171.1M | 7 | 2026-03-31 | → |
| 55 | MBL WEALTH, LLC | CHARLOTTE | 305176 | $1.42B | 14 | 2026-03-31 | → |
| 56 | HOBART PRIVATE CAPITAL, LLC | CHARLOTTE | 168494 | $558.2M | 18 | 2026-06-30 | → |
| 57 | BLUE WEALTH INC. | CHARLOTTE | 330324 | $145.1M | 11 | 2026-02-28 | → |
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