Research Report · 2026-06-30
Institutional Registered Investment Advisers in California
SEC-registered investment advisers in California ranked by reported institutional client assets.
Firms
1,081
Total AUM
$20.78T
Median AUM
$503.6M
Latest Filing
2026-06-30
| Rank↕ | Firm Name | City | CRD↕ | AUM↕ | Employees↕ | Latest Filing | |
|---|---|---|---|---|---|---|---|
| 801 | GRIFFIN BLACK, LLC | REDWOOD CITY | 134684 | $355.5M | 9 | 2026-03-31 | → |
| 802 | CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC | DAVIS | 151765 | $257.6M | 3 | 2026-03-31 | → |
| 803 | EMERSON EQUITY LLC | SAN MATEO | 130032 | $321.7M | 343 | 2026-04-30 | → |
| 804 | ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES | PASADENA | 109766 | $510.9M | 5 | 2026-02-28 | → |
| 805 | HCR WEALTH ADVISORS | LOS ANGELES | 108676 | $1.96B | 20 | 2026-06-30 | → |
| 806 | HECKMAN FINANCIAL & INSURANCE SERVICES, INC. | SAN JOSE | 111549 | $116.4M | 5 | 2026-05-31 | → |
| 807 | VANTAGE WEALTH MANAGEMENT, LLC | SAN MATEO | 152374 | $1.12B | 9 | 2026-03-31 | → |
| 808 | MAZE INVESTMENTS, LLC | LOS ANGELES | 153913 | $45.7M | 3 | 2026-06-30 | → |
| 809 | NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC | NEWPORT BEACH | 165451 | $81.8M | 5 | 2026-03-31 | → |
| 810 | VERIPAX WEALTH MANAGEMENT, INC. | FOLSOM | 139663 | $342.9M | 4 | 2025-04-30 | → |
| 811 | PRIVATE WEALTH ADVISORS, LLC | FRESNO | 141971 | $451.2M | 6 | 2026-03-31 | → |
| 812 | OPTIVEST, INC. | SAN JUAN CAPISTRANO | 137070 | $319.4M | 4 | 2026-03-31 | → |
| 813 | PRAETORIAN WEALTH MANAGEMENT, INC. | CARMEL | 147814 | $598.7M | 8 | 2026-01-31 | → |
| 814 | KANANI ADVISORY GROUP INC. | IRVINE | 288314 | $288.2M | 8 | 2026-04-30 | → |
| 815 | PARKSHORE WEALTH MANAGEMENT | GRANITE BAY | 148052 | $517.9M | 10 | 2026-06-30 | → |
| 816 | LWM ADVISORS INC | EL DORADO HILLS | 146620 | $172.2M | 3 | 2026-03-31 | → |
| 817 | MADISON AVENUE SECURITIES, LLC | SAN DIEGO | 23224 | $2.02B | 125 | 2026-05-31 | → |
| 818 | HAVEN CAPITAL GROUP, INC. | WESTLAKE VILLAGE | 149641 | $143.9M | 1 | 2026-03-31 | → |
| 819 | HAYDEN CAPITAL LLC | LOS ANGELES | 283201 | $60.9M | 1 | 2025-07-31 | → |
| 820 | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | SAN RAMON | 110152 | $2.26B | 14 | 2026-05-31 | → |
| 821 | CONSOLIDATED CAPITAL MANAGEMENT, LLC | BURBANK | 130734 | $358.4M | 12 | 2026-05-31 | → |
| 822 | BELL & BROWN WEALTH ADVISORS, LLC | NEWPORT BEACH | 175419 | $486.8M | 3 | 2026-02-28 | → |
| 823 | RETIREMENT CAPITAL STRATEGIES, INC. | SAN JOSE | 139009 | $305.2M | 6 | 2026-04-30 | → |
| 824 | WEALTHGUARD ADVISORS, INC. | PLACERVILLE | 297192 | $172.4M | 5 | 2026-03-31 | → |
| 825 | RJ PATTERSON CAPITAL INVESTMENT GROUP INC. | SAN DIEGO | 281752 | $142.4M | 5 | 2026-06-30 | → |
| 826 | WARD & ASSOCIATES | SAN DIEGO | 107878 | $187.2M | 2 | 2026-06-30 | → |
| 827 | GRANITE CAPITAL MANAGEMENT, LLC | OAKLAND | 141743 | $314.6M | 2 | 2026-04-30 | → |
| 828 | STILLWATER CAPITAL MANAGEMENT, CORP | CARMEL-BY-THE-SEA | 313075 | $102.5M | 3 | 2026-06-30 | → |
| 829 | GILBERT GREG RIA, LLC | OAKLAND | 304981 | $174.0M | 35 | 2026-05-31 | → |
| 830 | APPLE & ASSOCIATES | GRASS VALLEY | 126849 | $137.7M | 4 | 2026-03-31 | → |
| 831 | INFANGER INVESTMENT TECHNOLOGY, LLC | MOUNTAIN VIEW | 112328 | $494.9M | 2 | 2026-03-31 | → |
| 832 | BOLTWOOD CAPITAL MANAGEMENT | WALNUT CREEK | 110293 | $502.5M | 2 | 2026-04-30 | → |
| 833 | ELIOT FINKEL INVESTMENT COUNSEL, LLC | BEVERLY HILLS | 104695 | $187.0M | 3 | 2026-03-31 | → |
| 834 | MCNAUGHTON WEALTH MANAGEMENT, LLC | SAN DIEGO | 300330 | $291.6M | 6 | 2026-03-31 | → |
| 835 | R.H. DINEL INVESTMENT COUNSEL,INC. | LOS ANGELES | 106688 | $153.5M | 2 | 2026-03-31 | → |
| 836 | WEALTHSPRING PARTNERS, LLC | LONG BEACH | 322756 | $370.2M | 7 | 2026-06-30 | → |
| 837 | BRICKLEY WEALTH MANAGEMENT | SAN MATEO | 287487 | $950.1M | 7 | 2026-05-31 | → |
| 838 | TABR CAPITAL MANAGEMENT, LLC | ORANGE | 129959 | $241.2M | 3 | 2026-03-31 | → |
| 839 | MURRAY FINANCIAL SERVICES, INC | CHICO | 176528 | $134.0M | 3 | 2026-03-31 | → |
| 840 | CHANGING PARAMETERS, LLC | LOS ALTOS | 132551 | $105.4M | 4 | 2026-03-31 | → |
| 841 | STRATEGIC WEALTH CAPITAL, LLC | SAN FRANCISCO | 326299 | $238.4M | 5 | 2026-03-31 | → |
| 842 | BLOM & HOWELL FINANCIAL PLANNING, INC. | MODESTO | 311830 | $161.5M | 3 | 2026-05-31 | → |
| 843 | BRAVE NEW WEALTH, LLC | WESTLAKE VILLAGE | 336030 | $31.1M | 1 | 2025-11-30 | → |
| 844 | MAINSTREAM CAPITAL MANAGEMENT LLC | LOS ANGELES | 297145 | $224.0M | 4 | 2026-03-31 | → |
| 845 | COOKE WEALTH MANAGEMENT, LLC | IRVINE | 127309 | $136.9M | 3 | 2026-02-28 | → |
| 846 | LYNCH FINANCIAL ADVISORS, INC | ROSEVILLE | 342560 | $108.6M | 3 | 2026-06-30 | → |
| 847 | CORE WEALTH PARTNERS LLC | SANTA ROSA | 322365 | $393.2M | 5 | 2026-02-28 | → |
| 848 | EBERT CAPITAL MANAGEMENT INC. | EUREKA | 155169 | $116.3M | 3 | 2026-05-31 | → |
| 849 | NAVIGOE, LLC | REDONDO BEACH | 168716 | $407.8M | 3 | 2026-05-31 | → |
| 850 | STONEBRIDGE FINANCIAL GROUP, LLC | SAN RAFAEL | 340200 | $896.0M | 21 | 2026-04-30 | → |
| 851 | WILLNER & HELLER LLC | ENCINO | 135406 | $193.1M | 3 | 2026-06-30 | → |
| 852 | ALLIANCE ADVISORY & SECURITIES, LLC | WESTLAKE VILLAGE | 18835 | $687.4M | 21 | 2026-04-30 | → |
| 853 | NRI WEALTH MANAGEMENT, LLC | SANTA CLARA | 162234 | $309.8M | 2 | 2026-03-31 | → |
| 854 | FINANCIAL ADVISORS NETWORK, INC. | TUSTIN | 152083 | $1.11B | 22 | 2026-03-31 | → |
| 855 | LIGHTHOUSE FINANCIAL SERVICES INC | BREA | 110367 | $429.8M | 6 | 2026-01-31 | → |
| 856 | MAREST CAPITAL, LLC | ENCINO | 315958 | $239.8M | 3 | 2026-02-28 | → |
| 857 | DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC. | IRVINE | 300058 | $107.4M | 2 | 2026-03-31 | → |
| 858 | OPES WEALTH MANAGEMENT, LLC | MENLO PARK | 299704 | $822.3M | 8 | 2026-05-31 | → |
| 859 | ADVANCED FINANCIAL STRATEGIES INC | IRVINE | 108296 | $251.7M | 6 | 2026-03-31 | → |
| 860 | DEDORA CAPITAL, INC. | NAPA | 177523 | $550.7M | 12 | 2026-03-31 | → |
| 861 | REDWOOD COAST FINANCIAL PARTNERS | EUREKA | 226560 | $151.8M | 4 | 2026-01-31 | → |
| 862 | ZERMATT WEALTH PARTNERS LLC | SAN DIEGO | 105736 | $158.4M | 6 | 2026-06-30 | → |
| 863 | CAPITAL ADVANTAGE, INC. | WALNUT CREEK | 108985 | $1.28B | 16 | 2026-03-31 | → |
| 864 | KINETIC INVESTMENT MANAGEMENT, INC. | LOS ANGELES | 283034 | $450.9M | 39 | 2026-06-30 | → |
| 865 | RED SEVEN | ESCONDIDO | 168542 | $104.4M | 4 | 2026-06-30 | → |
| 866 | VERNAL POINT ADVISORS, LLC | SAN FRANCISCO | 166587 | $3.94B | 25 | 2026-03-31 | → |
| 867 | HALL CAPITAL, LLC | PASADENA | 153961 | $180.0M | 3 | 2026-03-31 | → |
| 868 | MARIN WEALTH ADVISORS LLC | SAN RAFAEL | 123237 | $69.4M | 3 | 2026-06-30 | → |
| 869 | VISTA ADVISOR GROUP, LLC | WALNUT CREEK | 307268 | $314.6M | 5 | 2026-02-28 | → |
| 870 | O'BRIEN INVESTMENT MANAGEMENT, LLC | TORRANCE | 284057 | $254.3M | 3 | 2026-03-31 | → |
| 871 | GOLDMAN WEALTH MANAGEMENT & ASSOCIATES, LLC | SAN DIEGO | 290153 | $120.0M | 2 | 2026-04-30 | → |
| 872 | CHARLES FISH INVESTMENTS, INC. | IRVINE | 110445 | $331.3M | 5 | 2026-03-31 | → |
| 873 | SORRENTO PACIFIC FINANCIAL, LLC | SAN DIEGO | 127787 | $222.3M | 248 | 2025-08-31 | → |
| 874 | SUPERIOR PLANNING, LLC | SAN DIEGO | 130711 | $349.6M | 12 | 2026-06-30 | → |
| 875 | LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANY | GRANITE BAY | 319078 | $149.8M | 2 | 2026-05-31 | → |
| 876 | BERESH, PATRICK MICHAEL | LARKSPUR | 137495 | $117.2M | 1 | 2026-02-28 | → |
| 877 | LAWRENCE W. KELLY & ASSOCIATES, INC. | PASADENA | 106635 | $540.1M | 5 | 2026-03-31 | → |
| 878 | LIFEPRO ASSET MANAGEMENT, LLC | SAN DIEGO | 285252 | $311.3M | 42 | 2025-01-31 | → |
| 879 | WFA OF SAN DIEGO, LLC | SAN DIEGO | 307404 | $206.9M | 5 | 2026-06-30 | → |
| 880 | TME FINANCIAL, INC. | HUNTINGTON BEACH | 322851 | $153.1M | 3 | 2026-03-31 | → |
| 881 | J.P. KING ADVISORS, INC. | WALNUT CREEK | 112109 | $889.7M | 7 | 2026-03-31 | → |
| 882 | AF ADVISORS, INC. | SACRAMENTO | 149683 | $479.8M | 2 | 2026-03-31 | → |
| 883 | UNION SQUARE INVESTMENT CO | SAN FRANCISCO | 111776 | $361.2M | 7 | 2026-03-31 | → |
| 884 | HARBOR HILLS, INC. | MONTECITO | 312691 | $128.0M | 3 | 2026-03-31 | → |
| 885 | BRIGHTPATH WEALTH PLANNING, LLC | CAMARILLO | 160563 | $205.8M | 5 | 2026-03-31 | → |
| 886 | SONOMA PRIVATE WEALTH LLC | NOVATO | 308547 | $158.5M | 6 | 2026-05-31 | → |
| 887 | BOYER FINANCIAL SERVICES, INC. | NEWPORT BEACH | 331868 | $167.0M | 7 | 2026-03-31 | → |
| 888 | FAIRBANKS CAPITAL MANAGEMENT, INC. | RANCHO SANTA FE | 107650 | $210.6M | 5 | 2026-03-31 | → |
| 889 | WAYPOINT WEALTH PARTNERS, INC. | MILL VALLEY | 131155 | $1.07B | 12 | 2025-03-31 | → |
| 890 | DELTA INVESTMENT MANAGEMENT, LLC | SAN FRANCISCO | 149596 | $856.7M | 25 | 2026-04-30 | → |
| 891 | MARRICK WEALTH, LLC | IRVINE | 164758 | $215.6M | 3 | 2026-05-31 | → |
| 892 | BENNINGFIELD FINANCIAL ADVISORS, LLC | SAN FRANCISCO | 134950 | $284.3M | 3 | 2026-02-28 | → |
| 893 | CERDA MUNOZ ADVISORS, INC | WHITTIER | 170784 | $265.7M | 7 | 2026-03-31 | → |
| 894 | ARCHER POINTE WEALTH MANAGEMENT, LLC | DAVIS | 308777 | $185.6M | 2 | 2026-03-31 | → |
| 895 | TOWERPOINT WEALTH, LLC | SACRAMENTO | 288593 | $561.3M | 9 | 2026-06-30 | → |
| 896 | PACIFIC CAPITAL ASSOCIATES, INC. | SAN DIEGO | 160407 | $258.8M | 6 | 2026-04-30 | → |
| 897 | ANCHOR BAY CAPITAL, INC. | CARLSBAD | 116913 | $247.1M | 6 | 2026-03-31 | → |
| 898 | MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC | CAMPBELL | 118319 | $338.1M | 4 | 2026-04-30 | → |
| 899 | MONTCALM TCR LLC | SAN FRANCISCO | 164521 | $237.5M | 4 | 2026-03-31 | → |
| 900 | BEYOND FINANCIAL SERVICES | FREMONT | 286350 | $176.7M | 4 | 2026-02-28 | → |
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